What are the specific businesses of the investment banking of securities companies?

3 thoughts on “What are the specific businesses of the investment banking of securities companies?”

  1. The business of international investment banks includes: enterprise financing, acquisitions, mergers, financial advisory and other businesses. The investment bank business is the main financial intermediary in the capital market.
    In China, investment banking business mainly includes: securities underwriting, securities transactions, mergers and acquisitions, fund management, project financing, venture capital, credit asset securitization, etc.
    1. Securities underwriting
    If securities underwriting is the most original and basic business activity of investment banks. The investment bank has a wide range of powers, including bonds issued by the central government, local governments, and government agencies, stocks and bonds issued by enterprises, securities issued by foreign governments and companies in their own and the world, and securities issued by international financial institutions.
    2, brokerage trading
    The investment banks play a triple role in market, brokers and dealers in the secondary market. As a market businessman, after the end of the securities underwriting, the investment bank has the obligation to create a secondary market with strong liquidity for the securities and maintain the stability of market prices. As a broker, the investment bank represents the buyer or the seller, and the transaction is traded at the price agency proposed by the customer.
    3, private equity issuance
    If securities issuance methods are divided into two types: public offering and private equity issuance. The previous securities underwriting is actually public offering. Private equity issuance, also known as private issuance, is that issuers do not sell securities to the public, but are sold to only limited number of institutional investors, such as insurance companies and common funds.
    4. Intrandment acquisition
    Cornemism and acquisition have become the most important business components of modern investment banks except securities underwriting and brokerage business. Investment banks can participate in corporate mergers and acquisitions in various ways.
    5. Project financing
    project financing is a basket of financing for a specific economic unit or project planning. The source of repayment, and uses the assets of the economic unit as a loan guarantee.
    6. Asset securities
    . Asset securitization refers to the issue of securities issued by an investment bank with a certain assets of a company as a guarantee. It is a new type of financing method that is very different from traditional bonds. The company that conducts asset transformation is called the initiator of asset securities.
    The expansion information:
    Is what are the risks of investment banking business:
    1, package risk
    investment banks to help others sell stocks, caught up with the market situation or the target stock is too bad, not selling If you drop it, then buy it yourself.
    2, sponsor risk
    The investment bank to check whether the customers they serve are legitimate compliance and whether they are fraud. This is called sponsor.
    If the unfortunate inspection is not detailed, some fake companies have not been discovered, and the consequences will be more serious.
    3, compliance risk
    has many types of compliance risks. The most common, such as the project team to engage in insider transactions through mergers and acquisitions, help people hold stocks, and other violations of laws and regulations.

  2. 1. Investment bank business is one of the business of securities companies.
    2. The main body is a securities sponsor and underwriting business, which is the most traditional investment banking business. The classification of the department is different. Generally, there are investment banking departments (specializing in stock financing), fixed income department (bond investment and financing), mergers and acquisitions and reorganizations (mergers and acquisitions and reorganizations), sales and trading departments (market, issuance), institutes (institutes), and institutes ( Do analytical research).
    3. It is nothing more than the investment bank of a broker. You are qualified to do the IPO (provided by the CSRC), so the sponsors of those listed companies are all engaged in brokers. The same is true for bank investment banks to help companies issue short -term financing vouchers and issue bills. They are all financing. The trust of the trust is nothing more than helping the enterprise to get a trust plan to directly provide customers with financing.
    4. The essence is the same. The only difference is the product. The product of the securities firm is IPO, corporate bonds, SME private equity, etc. Bank products are various types of bank market tools, such as PPN, short -breaking, China ticket, corporate debt, etc. Trust companies are a trust company. plan.

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